Client Services



Financial Products

  • ETF's and customized retirement portfolios
  • Common & Preferred Stocks
  • Corporate & Municipal Bonds
  • Mutual Funds (Equity & Income)
  • US Treasury & Agency Securities
  • REITs and UITs


  • Private Investment Management
  • Customized Retirement Plans
  • (prepared at no charge to clients)
  • Asset Allocation
  • Free Checking & Debit Cards
  • Emails Confirmations and Statements
  • Direct Deposit
  • Customer Wires & ACH Service


In a combined effort with our custodian, TD Ameritrade Institutional, we’ve taken solid measures to ensure the protection of our clients’ assets and privacy. A detailed description of client and customer account protection and other important information can be found on this website under Disclosures. For brokerage customers, all trades are cleared on a fully-disclosed basis, and all client assets are held by, Hilltop Securities, Inc.